Film and the Historical Return
March 2005
An assembly of position papers in Cinema Journal,
“In Focus: Film History, or a Baedeker Guide to the
Historical Turn” (Cinema
Journal 44, 1 [Fall 2004],
94–143) raises issues of continuing interest around how
historical research might be pursued. It seems to me, however,
that the collection offers as many grounds for discouragement as
for hope.1
The letdown can partly be attributed to the contributors’
embrace of fairly fixed conventions of the symposium genre. The
essays carry an unhappy cargo of truisms. We should
“construct interdisciplinary discourse” (97); linear
narrative is bad; we should encourage non-westerners to write
histories of their cinemas; collaboration between scholars would
be good (but it carries risks). And, in case anyone has
forgotten, “history matters” (124). There’s also
the usual call to get with it, the announcement that we’re
tired of one thing and need a fresh departure (in particular,
what the writer is currently working on). It’s time to
discard old habits. For Richard Abel, the primary question of
historical research is, “Where next?” (107). “An
exclusive focus on gender should be passé,” the
collection’s editor Sumiko Higashi warns (97). Those who
believe that academic work in the humanities is driven by fashion
and a search for novelty at any cost will find some evidence here.
Present as well is the normal amount of retrospective
righteousness. When Higashi started to study women in early film,
she tells us, her ambitions aroused little interest: “In an
interdisciplinary foray I experienced eclipse, interruption, and
postponement simultaneously” (96). In rewriting the history
of early film, Charles Musser recalls: “I was a New Yorker
challenging local institutional authority” (102). The
Historical Turn has evidently come at no little cost.
And there is the customary suggestion that scholars should
craft accessible prose. Steven Ross sensibly urges us to write in
“clear, jargon-free language” that nonspecialists can
grasp and even enjoy (132). Admittedly, what counts as jargon he
doesn’t tell us. (Wouldn’t an economic history, a history
of science, or a history of verse have to use professional lingo
and specialized terminology? Are these argots different from
jargon?) Higashi notes (twice) that cultural historians tend to
“eschew jargon” (95, 96), and she seems to agree with
this aversion, since she counts herself a cultural historian. Yet
her style isn’t eschewal-free. She produces phrases like
“Assuming that polyphony is orchestrated in a postmodern
moment” (98) and passages like this:
A number of film historians who began academic
life as theoreticians, for example, are still deductive and in a
dispersal of historical agency reify cinema, apparatuses,
narration, discourses, and texts (95).
Such a sentence will send Ross’s civilian reader back to Entertainment Weekly, and even a veteran of theory
skirmishes like myself can find it confusing, not to mention
vague.
Once we get beyond the conventions of essay assemblages, we
find some substantial points alongside some common proclivities
that seem to me unproductive. I’ll focus on three of the
latter. And since my own work is characterized in one of the
essays, I want to engage with some of those comments too.
First proclivity: Many of the essays assume the standard view
that intellectual work is a matter of applying doctrines rather
than trying to solve puzzles or answer questions. Again and again
we are told to be aware of this or that body of work—social
history, cultural history, histories of subcultures or periods or
minorities—but without any sense that the reason to explore those
histories is grounded in what the historian is specifically
trying to explain. “Social history is nonetheless useful for
film scholars,” writes Higashi (95). Yes, but only in the
light of particular questions. Some social history in this sense
is likely to be irrelevant to some historical questions. If I
want to understand why Carl Dreyer took work in several
Scandinavian countries after his debut films in Denmark, I’m
likely to investigate the state of the Danish film industry, his
relations with the major companies, his personal life, and the
structural opportunities offered in adjacent filmmaking nations.
These are on the face of it better candidates for causal inputs
than, for instance, the Danish class system. If I want to know
how Herbert Kalmus developed Technicolor, it’s not clear that
investigating the class demographics of MIT graduates will offer
the most straightforward explanatory options. This isn’t to
say that social explanations might not enter; it’s only to
say that they don’t do so necessarily. And if historians want
to explain unique cases, like artist’s careers, they would do
well to remember Sartre’s dictum that class analysis goes
only so far: Flaubert was a bourgeois, but not every bourgeois
becomes a Flaubert.
Of course one could argue that all historical
explanations are necessarily social (or cultural) at the end of
the day. I suspect that many contributors to the symposium
presuppose this, but it’s plainly false. Geologists offer
historical explanations about the formation of land masses and
the oceans, and evolutionary biologists explain mating habits of
species in ways that don’t invoke subcultures. I find it hard
to imagine a convincing sociocultural explanation for why film
stock was standardized at a width of 35mm.
Historians want the most proximate causes for the events
they’re seeking to explain, and an ultimate or distal force
is often best considered a precondition rather than a causal
input. For human activities like filmmaking or scientific
inquiry, cultural forces are often preconditions, while more
proximate factors—the state of technology, the mandates of
tradition or custom, the structural opportunities furnished by
institutions, the intentions of individuals—may well provide the
most relevant and precise explanations. Ross puts this point in a
slightly different but not incompatible way: “Understanding
context is a difficult task for it means understanding both the
general climate of a society and the specific pressures within
its film industry at a particular moment in time. Movies are made
by real men and women who face myriad pressures every day” (131). I’d argue that there probably is no single
“climate” at work in a given society, and that the
pressures filmmakers face are as much aesthetic as industrial,
but Ross is surely right to emphasize both macro- and micro-level
causal factors.
The key methodological questions, it seems to me, are: What
phenomenon is the historian trying to explain? What are
candidates for an approximately adequate proximate explanation?
What rival answers to the questions are on the table, and what
are some other possibilities? And then, from a comparative
perspective, what explanations are most plausible? It would be
naïve to assume that we would come up with only one candidate,
but our efforts should be to weigh the pluses and minuses of each
alternative. Just as important, we should recognize that many
research programs are simply distinct and nonoverlapping:
different questions, different perspectives, and different bodies
of evidence and patterns of reasoning—which may never intersect.
When two explanatory frameworks converge on the same question, we
have genuine alternatives, but at least as often two historians
working on the same subject are trying to solve quite different
puzzles, and the scholars have no quarrel with one another.
In general, this seems to be the way historians in more mature
disciplines often work. But much of film studies has consisted of
assembling and reassembling abstract doctrines and
“discourses” in order to arrive at a preordained
conclusion. There isn’t a systematic move from the
question’s presuppositions to data to inference. The result,
as Sartre once remarked of “lazy Marxists,” is that the
writer has the answer before she has asked the question.
Certainly historians may ask “interested questions”;
they may have biases and hunches they’re trying to prove.
Still, even partisan scholars, including great ones like E.P. Thompson, adhere to the standards of their professional
community, submitting their work to the dialectic of proposal,
refutation, and rethinking. Of all the essays here assembled,
only those by Ross, Charles Musser, and Jane Gaines take
seriously the premise that historical inquiry is a matter of
asking questions.
More specifically, and despite the Historical Turn, many
contributors to the discussion still seem enthralled by theory.
Robert Sklar invokes Michel de Certeau and Paul Veyne as measures
of what film historians have accomplished (135–136).
Unsurprisingly, he wishes for “a discourse on metahistorical
perspectives that might pull together multiple strands and
reorient the field” (136). Janet Staiger remarks that
“contemporary identity theory asserts the significance of
intersectionality: no specific identity is separable from the
complex configuration of identity markers” (129). (Take
that, Rossian reader!) Neither Sklar nor Staiger probes the
theoretical claims they endorse; there is no shred of skepticism;
they simply cite authority. And I confess to a twinge of 1960s
nostalgia when Charlie Musser insists that our method should be
“at once materialist and historical” (102). The
Historical Half-Turn, we might call it; theory, often Grand
Theory, is looking over our writers’ shoulders.
Second proclivity: Forgetting some institutional history. For
a Baedeker’s guide, this one overlooks the fact that several
historical turns took place before the current wave of social and
cultural histories broke. Granted, some of the essays invoke the
new surge of interest in pre-1920 film during the 1970s, and
they’re right to do so. But no one invokes another initiative
of the same era, the study of the history of the U.S. film
industry.
I was an eyewitness to this research agenda. Coming to the
University of Wisconsin–Madison in 1973, I was introduced to the
work of Tino Balio and Douglas Gomery, who approached Hollywood
as a modern business enterprise and asked commensurate questions.
How best to explain Warner Bros.’ innovation of sound movies?
What business strategies and market responses enabled United
Artists to sustain itself through several decades? By
interrogating studio history from the standpoint of neoclassical
economic analysis (Gomery) and from the standpoint of business
culture and executive decision-making (Balio), these scholars
fundamentally reshaped our understanding of Hollywood. The
concepts they introduced to the field, such as vertical
integration and oligopoly, are now deeply embedded in
historians’ practices. Many of the recent writers who are
proud to have just plunged into the archive were memorizing the
Grande Syntagmatique and trying to understand the Mirror Stage
when Balio and Gomery were cranking microfilm and turning over
dusty papers page by page. Needless to say (although the
symposium participants don’t say it), Balio, Gomery, and many
other scholars have continued to examine film industries from
kindred standpoints.
I can’t refrain from noting as well that in the 1970s and
early 1980s there began to emerge new research programs studying
the aesthetic history of cinema. These centered on questions of
forms, styles, and genres. Some of this work took place at
Wisconsin, but it also emerged in Iowa (Rick Altman) and New York
(P. Adams Sitney, Roberta Pearson, and Tom Gunning). A great deal
of early cinema research pointed in this direction too; I think
of Charles Musser’s and André Gaudreault’s work on
cutting in Porter as an influential early debate. And of course
aesthetic history continues, albeit as a minority practice.
This leads me to the third common proclivity that strikes me
in the Cinema Journal essays. Like business
history, the history of film as art is almost completely ignored
in the symposium. No historian studying form, technique, or genre
contributed an essay. Indeed, throughout the collection,
there’s a persistent assumption that the only type of history
worthy of the name is social or cultural, in both the first and
last instance. Even Ross, who claims that
“deconstructing” film “texts” taught him how
to look at images, mentions social stereotypes (e.g.,
African-American drug dealers) as examples of how cinematic
imagery must be taken into account (130). An accurate
observation, no doubt, but not exactly the height of film
analysis either.
The odd thing is that in disciplines that study other media,
it’s perfectly normal to pose formal and stylistic questions.
Musicologists give us histories of tonality and sonata form.
Historians of art and architecture trace the development of
styles across periods. Historians of theatre explore plot
conventions and traditions of staging and costuming. There are
histories of Japanese verse forms, of Egyptian funerary
sculpture, of African maskmaking. The study of an artform’s
forms and styles occupies whole departments on some university
campuses. Scholars in these disciplines conduct archival research
(an important litmus test, according to many contributors to the
symposium) and number among themselves many celebrated humanists:
Riegl, Panofsky, and Gombrich in art history, Maynard Solomon and
Leonard Meyer in musicology, Leo Spitzer and René Wellek in
literary history. Yet in her survey of “history proper” (95) Higashi nowhere mentions such enterprises; she presumes that
the only real history is socio-political history. Similarly, and
with brief exceptions, her contributors ignore the possibility of
writing the history of cinema as an artform. It’s as if film
could never be studied as a historical artistic practice.
I’m not claiming that aesthetic history offers the only
approach to understanding the multifarious phenomenon we call
cinema. Richard Abel makes a slip when he says in a footnote that
“Bordwell also argues for the centrality of stylistic
history in On the
History of Film Style” (111).
Once more it depends on the questions we ask; certain questions,
particularly about effects of films on spectators, should in my
view consider aesthetic strategies as potentially important
factors. My premise, nowhere argued against in the symposium or
indeed anywhere in the literature I know, is that form and style
aren’t neutral conduits of messages; they play a central role
in our experience of a film. Anyone who wants to understand that
experience should be ready to consider aesthetic factors.
Nonetheless, many researchers aren’t interested in questions
of how films are designed to shape experiences, and so for them
art legitimately isn’t on the agenda. If the UA or Warners
films hadn’t survived, Balio and Gomery’s research
projects wouldn’t be hurt one jot.
Ignoring the art-centered research programs isn’t
a new habit. As late as 1985, Gomery and Bobby Allen, in their Film History: Theory and Practice treated
the aesthetic history of film as a relic, disparaging it as “the masterpieces
tradition.” Allen and Gomery’s worry seemed to be that
one couldn’t study film as art without injecting evaluations
about the great works. Now I’m not wholly convinced that
evaluation should be purged from stylistic history, any more than
I think that political histories shouldn’t pass judgment on
the actions of individuals or groups. If a historian can condemn
Stalin or the Rape of Nanking, why can’t she praise Renoir or
Ozu? Be that as it may, many research projects have shown that
one need not focus on canonized works in order to understand the
history of film art. For instance, The Classical Hollywood Cinema tries
to trace out normalized formal practices as revealed in ordinary films.
A more recent, equally groundless worry is reflected in the
symposium’s recurring conception that to study film art
condemns one to media-specificity claims. Staiger writes that
“While I believe fully that the concept of media specificity
exists, being sheltered by studying only film is to work with
blinders on” (127). Staiger cites no examples, so we’re
thrown back on syntax. The first clause seems to suggest that the
concept of medium specificity exists as a real historical force;
people (e.g., Bazin?) have acted as if film had distinct or
unique properties. True, no doubt. But then the sentence’s
main clause seems to claim that to study “only film” is
to embrace medium-specificity ideas. I can’t think of any
film historian who studies only film, but in any event I
don’t see that Staiger’s second clause follows from her
first. One can focus on matters filmic without presupposing that
those matters are specific or unique to cinema. To study film
lighting is not to presume that only cinema utilizes
lighting.
To get some clarity let’s distinguish between two worries
that socio-cultural historians seem to have with respect to
aesthetic history. First, there’s the idea that one
shouldn’t take aesthetic factors as the object of
one’s inquiry. Why study editing or sound techniques or
staging traditions, when the truly important matters involve
audiences, ideology, and the social circulation of meaning? This
premise seems behind the general neglect of aesthetic history in
most of the “In Focus” essays. Yet this isn’t a
tenable position. For one thing, we don’t know where our
inquiries into any matter will lead, and so we shouldn’t
limit our explorations at the outset. Insisting on studying only
certain things is blatantly dogmatic and makes the field’s
proclamations of pluralism ring hollow. For another thing, no
other mature fields would limit things this way. In the study of
painting, architecture, music, and the other arts, posing
questions focused on matters of technique is considered of
paramount importance—indeed, it constitutes a good part of the
core knowledge demanded of every professional. Film studies may
be rare in encouraging historians of an art medium to ignore
matters of form and style.
A second concern runs this way: One can legitimately ask
questions concerning aesthetic resources or strategies, but
the answers will ultimately rest upon broader social,
political, or cultural processes (law, economics, identity
politics, etc.). As I’ve suggested earlier, this isn’t a
self-evident truth; it’s a presupposition that will need to
be argued for in relation to the particular case. The contributor
that engages with this idea most directly is Lee Grieveson, and
he develops his argument in relation to the sort of historical
poetics I’ve proposed on this website and in various
publications.
Grieveson’s argument runs as follows. He starts with an
illustrative anecdote, whereby a 1908 Illinois court case defined
film as an entertainment medium to which concepts of historical
accuracy didn’t necessarily pertain. This shows, he claims,
that legal decisions created a “discursive identity”
for film as “harmless entertainment” (120). He asserts
that such political-juridical activities are crucial
“generative mechanisms” in the formation of what’s
been called the classical Hollywood cinema.
This concept provides a segue to a consideration of the book, The Classical Hollywood Cinema (1985), by Janet Staiger, Kristin Thompson, and myself. He claims that that volume
showed the interdependence of aesthetic and industrial processes,
captured in the concept of a “mode of film practice”
(120; our phrase). That mode, we asserted, was the “most
pertinent and proximate” causal input to the narrative form
and visual/ auditory style of studio films. (121; our phrase).
Grieveson then links this conclusion to my own formulation of a
historical poetics of cinema. But he suggests that this
formulation doesn’t fully explore “the possibility of
the social affecting textuality” (122). Tom Gunning’s
work is advanced as instantiating this possibility, with
Gunning’s essay “Weaving a Narrative” as an
exemplary instance. Gunning finds that early cinema’s
“subdivision and linearization of plot lines” (122) has
links to contemporary literary practice and served as well
“to articulate a moral discourse and thus to divert reform
anxieties about cinema” (123). This shows that
“aesthetic practices were connected to ideological
choices” (123). Grieveson goes on to list other writers who
have shown “the social embeddedness of textual
practices” (123), including William Uricchio and Roberta Pearson, Sumiko Higashi, Richard Maltby, and others. Grieveson
mentions his own work in this line of inquiry, which focuses
chiefly on content and the social function of cinema (123).
All this work “makes clear the complex connections
between [sic] aesthetics, commercial goals, and practices of
politics and power” (124). It obliges historical poetics to
go further in “situating institutional and textual pressures
in a broader social, political, and cultural history” (124).
Grieveson concludes that we must “push at the borders of
texts and of aesthetic histories” (124), at least partly
because a focus on the films’ form and style itself
replicates the separation of cinema from the realm of
“social, political, and cultural histories” (124).
Several of Grieveson’s points illustrate objections
I’ve made earlier in these reflections. He doesn’t state
what research question he’s pursuing; instead, he’s
interested in integrating several lines of research into a
metadiscourse about history. His primary interest is
methodological: the only question he poses explicitly is that of
“the divisions and possible connections between formalist
historiography and the practices of cultural history” (122).
But he doesn’t consider the possibility that the divisions
aren’t differences of principle and the connections just
might not exist. Once you consider the particular questions that
the researchers are pursuing, it’s not clear that the lines
of inquiry intersect in any enlightening way.2
Moreover, the connections that Grieveson proposes ignore the
concrete questions and nuanced answers that are the stuff of the
historical research he traces. To go back to the book that
launches his case: The Classical Hollywood Cinema contains hundred, perhaps thousands, of empirical
claims, and these form many strands of argument. At times, to
give a sense of the contours of our general position, we
encapsulate those factors as aesthetic and industrial ones. But
Grieveson ignores the range and depth of empirical
generalizations on which our summary labels rest. Instead he
takes “the aesthetic” and “the industrial” as
themselves historical forces. This abstraction (Higashi might
call it reification) of a variety of particular claims functions
strategically in Grieveson’s argument: it makes it possible
for him to say that many scholars have also talked about
“aesthetic” factors. But the contributions of Uricchio,
Pearson, et al., whatever their virtues, don’t talk about the
aesthetic issues broached in CHC. They don’t
consider those norms of composition, lighting, cutting, sound and
color practices, narrative structure, narration, and the like
that are at the core of our book. Nor do they trace the
development of the mode of production—the division of labor, the
chain of command, the development of the script as blueprint, and
so on. The scholars itemized are for the most part simply asking
other questions.
Gunning’s inquiry, it’s true, intersects with ours,
but his concept of linearity is far broader than the particular
narrative strategies we trace. Grieveson could have usefully
compared Gunning’s rather broad account of
“linearity” with Thompson’s section of CHC, which explores in a more detailed way the debt of
early film’s storytelling strategies to particular literary
and theatrical practices (e.g., the short story and the skit).
But this wouldn’t have enabled him to make the simpler,
starker contrast (aesthetics/ culture) on which his essay rests.
If Grieveson wants to press at the boundaries of
“aesthetics and textuality” he should be prepared to
show how the focus of his concern—regulation—affects any of the
factors that we trace out in CHC. Does regulation, or
response to “reform anxieties” (a force that will have
to do a lot of explanatory work), tell us why we have dialogue
hooks, montage sequences, goal-oriented protagonists, and a
switch from orthochromatic to panchromatic film stock? It seems
unlikely. Consider the counterfactual: Wouldn’t Hollywood
cinema remain just as much a zone of “harmless
entertainment” if the “tableau style” of the 1910s
persisted through the 1980s? It seems to me that the
“generative mechanism” Grieveson postulates is a distal
cause, or precondition, for phenomena that need finer-grained
explanation. When someone suggests that we must go beyond aesthetics, I want to reply: Please show me that
you’ve gotten to aesthetics in the first place.
Of course not all the phenomena we consider in CHC are far removed from the sort of explanatory factors some
historians prefer. Many factors we delineate, particularly those
bearing on the division of labor and order of production, are
plainly tied to the economic practices of U.S. capitalism—a point
made repeatedly by Staiger in the book. But I’d insist that
there may well be no cultural reason, of any perspicuity, why
filmmakers switched from orthochromatic to panchromatic stock; it
may be that the “most pertinent and proximate”
explanations are wholly industrial and aesthetic. I suspect that
many of the norms we trace, at various levels of generality, are
satisfactorily explained without invoking modernity, reform
anxieties, moral discourse, or other factors—simply because every
explanation must stop somewhere, and it’s impossible to spell
out all the preconditions for any historical event. But
historians who believe that every explanation for anything is in
the last analysis social or cultural won’t accept this. So if
it makes anyone sleep better at night, I’d suggest that she
or he tack onto every explanation that CHC ascribes to
the “mode of film practice” the clause “and this
mode exists because of bourgeois ideology/ reform anxieties/
juridical intervention/ modernity/ all of the above.”
Behind Grieveson’s effort lies an assumption that my
efforts to sketch a historical poetics, despite my avowals
otherwise, have ignored cultural explanations. “In practice,
for Bordwell, as for other formalist scholars [what other formalist scholars?], cultural causes are relegated [sic]
in importance, and the methods for connecting culture and
aesthetics are subject to critical scrutiny” (122). This is
revealing, implying that cultural historians of film don’t
subject their methods to critical scrutiny. (On the whole, I
think this assumption holds good.) But in my case the objection
falls wide of the mark. I’ve criticized certain sorts of cultural explanation of form and style, but not
all. Grieveson wants to find how aesthetic inquiry can be
integrated with cultural explanation—fair enough—but he looks
only at cultural histories that have touched on aesthetic
matters. He doesn’t, however, look at aesthetic work that
invokes cultural matters, e.g., my own.
Wait! someone may say. Bordwell practices
“formalist” history, and we all know that that ignores
social and cultural factors. Wrong. If Grieveson had looked at my
book Ozu and the Poetics of Cinema—presumably a text
worth examining for someone trying to comment on my conception of
a cinepoetics—he would find an effort to “connect culture
and aesthetics”; except that the “culture” is
conceived in far more specific terms than he lays out, and the
“aesthetics” likewise. He could also turn to my
accounts of Socialist Realism and government policy in The Cinema of Eisenstein, and to my proposal for a
“dialogical” or conversational model of films’
relation to audiences, floated in Planet Hong Kong: Popular
Cinema and the Art of Entertainment. In some essays, such as
“Conventions, Construction, and Cinematic Vision,”
I’ve discussed the prospect that some cinematic techniques
fulfill cultural—indeed, cross-cultural—functions.
(Contingent universals are the third rail of cultural
history.)
Finally, just because I’ve criticized the modernity thesis
as formulated by the Benjaminians, it doesn’t mean that I
don’t think modernity is important. Many who think that
I’m hostile to modernity explanations will probably be
startled to discover that the Ozu book (published in 1988, well
before most of the recent statements about Modernity) develops
several arguments about modernity in 1920s and 1930s Japan. For
instance, I suggest that modernization shaped the (ideologically
constructed) conception of “everyday life” in Japanese
films. More broadly, that book surveys several alternative
methods for “connecting aesthetics and culture.”
Grieveson betrays no awareness of any of my arguments in this
domain. Like many commentators, he seems to think that I do the
same thing in every research project. Because I don’t invoke
culture very much in my sections of the The Classical
Hollywood Cinema—because I couldn’t determine
its relevance to the questions at the center of that project—it
doesn’t mean I don’t invoke culture in other projects,
when the research makes that a plausible input for my
explanation. Rather than declaring that “connecting culture
to aesthetics” is alien to my version of historical poetics,
Griveson could usefully analyze (critically, of course) my
efforts to invoke cultural factors in answer to particular
questions of form, style, and theme.
Before he undertakes this, though, Grieveson should get a
firmer grasp of the concept of historical poetics of cinema as
I’ve outlined it. Granted, he quotes me on this matter, but
to trace his slips, I must go through his gloss. Bear with me.
Here’s the relevant paragraph, sentence by sentence:
A critical practice of historical poetics,
Bordwell has proposed, “produces knowledge in answer to two
broad questions about cinema: (1) What are the principles
according to which films are constructed and by means of which
they achieve particular effects? And (2) How and why have these
principles arisen and changed in particular empirical
circumstances?” [footnote]
So far, so good. But note the emphasis on constructive principles, something that distinguishes poetics as a
research perspective (Aristotle, to start with), from
hermeneutics. We infer those principles from a wide array of
evidence, including the record of artists’ creative decisions
and the design features of the films. The culture-centered
research programs Grieveson invokes as examples of “the
aesthetic” don’t typically take constructive principles
into account.
In proposing these questions, the project of
historical poetics takes leave of interpretive criticism and
theory, putting to one side questions about what films mean and
how they resonate with cultural contexts to instead describe and
explain formal norms. [footnote]
The project of historical poetics doesn’t take leave of
interpretive criticism; it includes it. As I indicate in Making Meaning, interpretation is part of a
poetician’s critical practice. Why? Because meanings are
among the effects that have to be explained by constructive
principles. Thus meanings are not “put to one
side.” I emphasize in the article Grieveson cites that
thematics is one domain of poetics, and in my studies of Ozu,
Eisenstein, Dreyer, and others I try to show how form and style
connect with theme by virtue of constructive principles. For
example, the religious themes of Dreyer’s films are
manifested in imagery of the prophetic book and the act of
writing, and this imagery gives the narrative dynamic the quality
of an already-achieved, even predestined series of actions. And
as indicated above, in the Ozu book and elsewhere the historical
poetics I practice doesn’t “put to one side”
questions of how films “resonate with cultural
contexts” (though that seems to me an imprecise way of
putting the matter). Finally, although formal norms are at the
center of many of my projects, I’m also concerned with how
filmmakers creatively rework them, something that Grieveson’s
account doesn’t mention.
The broad currency of this critical project and
historiographic method is, of course, widely visible in
contemporary cinema studies, underpinning important and justly
influential work by Bordwell and Thompson, in particular, and, as
a consequence of the jointly authored textbooks Film Art: An Introduction and Film History: An Introduction,
having an impact on widely shared pedagogical practices
[footnote].
It’s hard to know what to make of this rather woolly
passage. Clearly something big is afoot—a “broad
currency” is “widely visible” and has an impact on
“widely shared” practices—but what exactly? If
Grieveson means to say that film poetics is one major approach in
the field of film studies, I’d ask him, as a practicing
historian, to prove it. I don’t find any evidence that it has
anything like the “broad currency” of multicultural
studies, postcolonial studies, gender studies, or the like. I
have yet to hear of any department deciding, “Well, we
really must hire someone in historical poetics.” If
anything, I have good evidence of the reverse: that anyone
interested in pursuing these questions will not have an easy time
finding a job in academic film studies. Significantly, while
Grieveson offers a roll-call of names of culture-centered
historians, he cites as practitioners of “formalist
history” only Kristin Thompson and myself. Whom does he have
in mind? What leads him to think that our “project and
method” are “widely visible”? Maybe it’s just
that we publish a lot.
Similar questions could be asked about the final phrases of
the sentence. As a historian, Grieveson should point to some
proof that Film Art and Film History have had the impact he claims. More crucially, he needs to
buttress his assumption that they are informed by the historical
poetics research program. I think that this is a hard case to
make. Film Art seeks to introduce aspects of cinema that
every approach, even the most culture-driven, recognizes as
significant for understanding film as an artform. And with
respect to Film History, it would surely be hard for
Grieveson to make the case that we’ve failed to go beyond
“the borders of texts and aesthetic histories” (124).
Although the book concentrates on artistic and industrial trends
across film history, it constantly brings in political, cultural,
technological, and social causes.3 To presume that these books rest centrally upon
a conception of historical poetics, particularly Grieveson’s
version of same, is just false.
It’s always salutary when film historians reflect on their
practices, but the results of this symposium, despite some
significant moments of thoughtful reflection, indicate that far
too many historians still worship Grand Theory, still hope for a
master reconciliation of all research programs, still view
empirical research through cloudy generalities, still write in a
style that encourages gaseous thinking, and still misconceive
efforts to understand cinema as an artform. Above all, for too
many historians “culture” is the one ring to rule them
all, the answer to every question anyone might want to ask.
Back in the early 1960s Andrew Sarris launched his version of
the auteur theory in response to two threats: the English
teachers who wanted to claim cinema as a literary art, and the
sociologists who took Hollywood movies as grist for observations
about how the mass media promulgate distorted views of the world.
In an ascending spiral, something similar seems to be happening
today. True, our littérateurs approach film through the
lens of Theory rather than the Great Tradition, while the
culturalists write not in the language of Talcott Parsons but of
Michel Foucault. Yet the neglect of things aesthetic remains
constant. Not the Historical Turn, then, but the Historical
Return.
Notes
1 : Since one essay in the
collection makes frequent reference to my own arguments, you
might ask why I haven’t sought to reply in the pages of Cinema Journal. Some years back, in trying to rebut some
more severe criticisms in CJ’s pages, I learned that
this journal doesn’t welcome debate, at least with respect to
positions I’ve put forward. At that time, as I kept trying to
reply, the editor delayed publication of my response for a
year—partly in order to give the original author time to answer
my rejoinder in the same issue. A former editor of the journal
also wrote me pleading me not to reply, on the grounds that the
original critique would not be taken seriously by readers anyhow.
In all, pretty amazing. Not wishing to repeat this experience,
I’ve used this webpage to respond quickly to this symposium.
I expect to use this forum for the same purposes in the
future.
2 : Grieveson notes that
I’ve been involved in praising or supporting the publication
of projects that invoke cultural or political causes of
film-related phenomena (124). But he takes this to show that I
support them because they fit an expanded definition of
historical poetics. Actually, I support them because (a) I can
support positions that disagree with mine; and (b) often they
don’t disagree with mine because their controlling questions
don’t overlap with mine.
3 : By the way, Grieveson
errs in his footnote (no. 11, p. 125): He attributes authorship
of Film History: An Introduction to “Bordwell and
Thompson,” when in fact Thompson is the first-named
author.
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